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Beneficial Owner | | | Amount and Nature of Beneficial Ownership | | | Percent of Class | | ||||||
Howard Brod Brownstein | | | | | | | | | | * | | | |
Jeffrey D. Franklin | | | | | | | | | | * | | | |
Richard A. Horowitz | | | | | | | | | | | | ||
Joseph A. Molino, Jr | | | | | | | | | | | | ||
Richard P. Randall | | | | | | | | | | * | | | |
Kenneth M. Scheriff | | | | | | | | | | * | | | |
Mitchell A. Solomon | | | | | | | | | | * | | | |
Grace Horowitz | | | | | 217,471 | | | | | | | | |
Lawndale Capital Management, LLC | | | | | | | | | | | | ||
All directors and executive officers as a group (7 persons) | | | | | | | | | | | |
Name | | Age | | Served as Director Continuously Since | | | Age | | Served as Director Continuously Since | | ||||||||||||||||
Nominees to Continue in Office until the 2023 Annual Meeting of Stockholder: | | | | | | | | | | | | |||||||||||||||
Nominees to Continue in Office Until the 2025 Annual Meeting of Stockholders: | | | | | | | | | | | | |||||||||||||||
Howard Brod Brownstein | | | | 71 | | | | | 2010 | | | |||||||||||||||
Richard A. Horowitz | | | | 72 | | | | | 1975 | | | |||||||||||||||
Directors to Serve in Office Until the 2023 Annual Meeting of Stockholders | | | | | | | | | | | | |||||||||||||||
Kenneth M. Scheriff | | | | 70 | | | | | 2005 | | | | | | 72 | | | | | 2005 | | | ||||
Mitchell A. Solomon | | | | 60 | | | | | 2004 | | | | | | 62 | | | | | 2004 | | | ||||
Directors to Serve in Office Until the 2021 Annual Meeting of Stockholders: | | | | | | | | | | | | |||||||||||||||
Directors to Serve in Office Until the 2024 Annual Meeting of Stockholder: | | | | | | | | | | | | |||||||||||||||
Jeffrey D. Franklin | | | | 66 | | | | | 2004 | | | | | | 68 | | | | | 2004 | | | ||||
Richard P. Randall | | | | 82 | | | | | 2012 | | | | | | 84 | | | | | 2012 | | | ||||
Directors to Serve in Office Until the 2022 Annual Meeting of Stockholders: | | | | | | | | | | | | |||||||||||||||
Howard Brod Brownstein | | | | 69 | | | | | 2010 | | | |||||||||||||||
Richard A. Horowitz | | | | 70 | | | | | 1975 | | |
| | Board Diversity Matrix (as of April 13, 2022) | | | |||||||||||||||||||||||||||||||||||
| | Number of Directors | | | | 6 | | | |||||||||||||||||||||||||||||||
| | | | | | Female | | | | Male | | | | | | | | | | | Non-Binary | | | | Did Not Disclose Gender | | | ||||||||||||
| | Part I: Gender Identity | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Directors | | | | | | 0 | | | | | | | 6 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Part II: Demographic Background | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | African American or Black | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Alaskan Native or Native American | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Asian | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Hispanic or Latinx | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Native Hawaiian or Pacific Islander | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | White | | | | | | 0 | | | | | | | 6 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | Two or More Races or Ethnicities | | | | | | 0 | | | | | | | 0 | | | | | | | | | | | | | | 0 | | | | | | | 0 | | | |
| | LGBTQ+ | | | | | | | | | | | | | | | | | | | | 0 | | | | | | | | | | | | | | | | | |
| | Did Not Disclose Demographic Background | | | | | | | | | | | | | | | | | | | | 0 | | | | | | | | | | | | | | | | | |
Name of Director | | Cash fees ($)(1) | | Stock awards ($)(2) | | Total compensation ($) | | | Cash fees ($)(1) | | Stock awards ($)(2) | | Total compensation ($) | | ||||||||||||||||||||||||
Howard Brod Brownstein | | | | 37,250 | | | | | 10,388 | | | | | 47,638 | | | | | | 40,500 | | | | | -0- | | | | | 40,500 | | | ||||||
Jeffrey D. Franklin | | | | 45,500 | | | | | 10,388 | | | | | 55,888 | | | | | | 45,500 | | | | | -0- | | | | | 45,500 | | | ||||||
Richard P. Randall | | | | 39,250 | | | | | 10,388 | | | | | 49,638 | | | | | | 38,500 | | | | | -0- | | | | | 38,500 | | | ||||||
Kenneth M. Scheriff | | | | 31,500 | | | | | 10,388 | | | | | 41,888 | | | | | | 31,500 | | | | | -0- | | | | | 31,500 | | | ||||||
Mitchell A. Solomon | | | | 30,500 | | | | | 10,388 | | | | | 40,888 | | | | | | 30,500 | | | | | -0- | | | | | 30,500 | | |
| | 2019 | | 2018 | | | 2021 | | 2020 | | ||||||||||||||||
Audit Fees | | | $ | 274,000 | | | | $ | 263,500 | | | | | $ | 283,000 | | | | $ | 280,000 | | | ||||
Audit-Related Fees | | | | 21,000 | | | | | 19,000 | | | | | | 51,830 | | | | | 43,000 | | | ||||
Tax Fees | | | | -0- | | | | | -0- | | | | | | -0- | | | | | -0- | | | ||||
All Other Fees | | | | 10,011 | | | | | 9,921 | | | | | | 3,275 | | | | | 15,967 | | | ||||
| | | $ | 305,011 | | | | $ | 292,421 | | | | | $ | 338,105 | | | | $ | 338,967 | | |
Name | | | Age | | | Title | |
Richard A. Horowitz | | | | | Chairman of the Board, President, Chief Executive Officer and Assistant Treasurer | | |
Joseph A. Molino, Jr. | | | | | Vice President, Chief Operating Officer, Chief Financial Officer, Secretary and Treasurer | |
Name and Principal Position | | Year | | Salary ($) | | Bonus ($) | | Stock Awards ($) | | Option Awards ($) | | Non-Equity Plan Compensation ($)(1) | | All other Compensation ($)(2)(3) | | Total ($) | | | Year | | Salary ($) | | Bonus ($)(1) | | Stock Awards ($)(2) | | Option Awards ($) | | Non-Equity Plan Compensation ($)(1) | | All other Compensation ($)(3)(4) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Richard A. Horowitz Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer) | | | | | 2019 | | | | | 775,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 850,000 | | | | | 67,406 | | | | | 1,692,406 | | | | | | | 2021 | | | | | 775,000 | | | | | 375,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 59,792 | | | | | 1,209,792 | | | ||||||||||||||
| | | 2018 | | | | | 700,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 900,000 | | | | | 76,354 | | | | | 1,676,354 | | | | | | 2020 | | | | | 775,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 65,330 | | | | | 840,330 | | | |||||||||||||||||
Joseph A. Molino, Jr. Vice President, Chief Operating Officer and Chief Financial Officer | | | | | 2019 | | | | | 400,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 175,000 | | | | | 59,412 | | | | | 634,412 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2018 | | | | | 400,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 232,000 | | | | | 60,620 | | | | | 692,620 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Joseph A. Molino, Jr. Vice President, Chief Operating Officer and Chief Financial Officer (Principal Financial Officer) | | | | | 2021 | | | | | 400,000 | | | | | 85,000 | | | | | 159,000 | | | | | -0- | | | | | -0- | | | | | 59,813 | | | | | 703,813 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2020 | | | | | 400,000 | | | | | -0- | | | | | -0- | | | | | -0- | | | | | -0- | | | | | 51,475 | | | | | 451,475 | | |
| | Option Awards | | Stock Awards | | | Option Awards | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | Number of Securities Underlying Unexercized Options (#) Exercisable | | Number of Securities Underlying Unexercized Options (#) Unexercisable | | Option Exercise Price ($) | | Option Expiration Date | | Number of Shares or Units of Stock that have not Vested (#) | | Market Value of Shares or Units of Stock that have not Vested ($) | | | Number of Securities Underlying Unexercized Options (#) Exercisable | | Number of Securities Underlying Unexercized Options (#) Unexercisable | | Option Exercise Price ($) | | Option Expiration Date | | Number of Shares or Units of Stock that have not Vested (#) | | Market Value of Shares or Units of Stock that have not Vested ($) | | ||||||||||||||||||||||||||||||||||||||||||||||||
Richard A. Horowitz Chairman of the Board, President and Chief (Principal Executive Officer) | | | | | | | | | | | | | | | | | | | | | | | | | -0- | | | | | -0- | | | ||||||||||||||||||||||||||||||||||||||||||
| | | 20,000 | | | | | 10,000 | | | | | 7.09 | | | | | 9/4/2027 | | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||
Richard A. Horowitz Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer) | | | | | | | | | | | | | | | | | | | | | | | | | -0- | | | | | -0- | | | ||||||||||||||||||||||||||||||||||||||||||
| | | 30,000 | | | | | -0- | | | | | 7.09 | | | | | 9/4/2027 | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||||||
Joseph A. Molino, Jr. Vice President, Chief Operating Officer and Chief Financial Officer (Principal Financial Officer) | | | | | | | | | | | | | | | | | | | | | | | | | -0- | | | | | -0- | | | | | | | | | | | | | | | | | | | | | | | | | | | 25,000 | | | | | 152,500 | | | ||||||||||
| | | 41,809 | | | | | -0- | | | | | 4.74 | | | | | 6/21/2022 | | | | | | | 41,809 | | | | | -0- | | | | | 4.74 | | | | | 6/21/2022 | | | | | | | | | | | | | ||||||||||||||||||||||
| | | 15,678 | | | | | -0- | | | | | 7.86 | | | | | 4/10/2023 | | | | | | | 15,678 | | | | | -0- | | | | | 7.86 | | | | | 4/10/2023 | | | | | | | | | | | | | ||||||||||||||||||||||
| | | 16,666 | | | | | 8,334 | | | | | 7.09 | | | | | 9/4/2027 | | | | | | | 25,000 | | | | | -0- | | | | | 7.09 | | | | | 9/4/2027 | | | | | | | | | | | | |
Plan category | | Number of securities to be issued upon exercise of outstanding options, warrants and rights | | Weighted-average exercise price of outstanding options, warrants and rights | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column) | | | Number of securities to be issued upon exercise of outstanding options, warrants and rights | | Weighted-average exercise price of outstanding options, warrants and rights | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in first column) | | ||||||||||||||||||||||||
Equity compensation plans approved by security holders | | | | 226,075 | | | | $ | 6.30 | | | | | 62,062 | | | | | | 178,499 | | | | $ | 6.76 | | | | | 203,037 | | | ||||||
Equity compensation plans not approved by security holders | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | ||||||
TOTAL | | | | 226,075 | | | | $ | 6.30 | | | | | 62,062 | | | | | | 178,499 | | | | $ | 6.76 | | | | | 203,037 | | |